OMB APPROVAL
  UNITED STATES OMB Number:  3235-0058
  SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2022
  WASHINGTON D.C. 20549 Estimated average burden
  hours per response 2.50
     
    SEC FILE NUMBER
  FORM 12b-25 1-5005
     
    CUSIP NUMBER
  NOTIFICATION OF LATE FILING 46121H 10 9
     

(Check one): ☐  Form 10-K ☐  Form 20-F ☐  Form 11-K ☒  Form 10-Q
  ☐  Form 10-D ☐  Form N-CEN ☐  Form N-CSR    
                 

For Period Ended: September 30, 2020

 

Transition Report on Form 10-K
Transition Report on Form 20-F
Transition Report on Form 11-K
Transition Report on Form 10-Q

For the Transition Period Ended:  

 

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.
 

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:

 

 

PART I — REGISTRANT INFORMATION
 
 
Intricon Corporation
Full Name of Registrant
 
 
Former Name If Applicable
 
1260 Red Fox Road
Address of Principal Executive Office (Street and Number)
 
Arden Hills, Minnesota 55112
City, State and Zip Code
 

 

 

 

 

PART II — RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

(a)The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
   
(b)The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
   
(c)The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, 10-D, N-CEN, N-CSR, or the transition report portion thereof, could not be filed within the prescribed time period.

 

(Attach Extra Sheets if Needed)

 

  Due to unforeseen matters relating to the registrant's third party printer service provider, the registrant was unable to file its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2020 (the "Form 10-Q") by the submission deadline. The registrant filed its Form 10-Q prior to the filing of this Form 12b-25.

 

 

IV — OTHER INFORMATION

  

(1)Name and telephone number of person to contact in regard to this notification

 

  Scott Longval   (651)   636-9770
  (Name)   (Area Code)   (Telephone Number)

 

(2)Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

 

  Yes      ☒     No     ☐          

 

 

 

  
(3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

 Yes      ☒     No     ☐          

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

The registrant reported net income for the quarterly period ended September 30, 2020 compared to a net loss for the quarterly period ended September 30, 2019. See Form 10-Q filed prior to this Form 12b-25.

 

 
 
Intricon Corporation
 

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: November 9, 2020   By /s/ Scott Longval
      Scott Longval
      President, Chief Executive Officer and Chief Financial Officer

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.

 

  ATTENTION  
   
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).